Home >> Unauthorized Trading
A broker may not execute transactions without the investor's approval or knowledge on accounts that are non-discretionary.
If the investor has not expressly given his permission for a trade, either written or orally, the trade is considered unauthorized and can give rise to a claim if the trade looses money.
To help us evaluate whether you have a claim regarding "Unauthorized Trading", call The Bernstein Law Firm, at (858) 505-8000, or contact us for a free initial consultation with a Miami attorney.