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If a broker is given instructions to execute an order, the broker is required to follow those instructions. If the instructions are ignored, or the broker negligently fails to execute the instructions, the broker may be liable if investor losses occur. There must be an existing agreement or understanding between the investor and broker for the broker to act as the agent in order for the broker to be held legally accountable
To help us evaluate whether you have a claim for “failure to execute”, call The Bernstein Law Firm, at (858) 505-8000, or contact us for a free initial consultation with a Miami lawyer.